The popularity of impact investments and online investment platforms is growing among millennials. We examine why and how wealth managers can adapt to serve this market.  

There is a clear recognition that alternate working models have proved effective from both a productivity and cost saving perspective. The current remote working environment and collaboration models have been defined rapidly to help address the challenges posed by the pandemic. Discover how your firm can redefine its shoring strategy in this paper.

Mit eine Serie von spezifischen Artikeln betrachten wir verschiedene Themen, die im Zusammenhang mit dem Gesetzesentwurf für elektronische Anleihen (eWpG) stehen und erörtern deren Einfluss auf den Kapitalmarkt. Teil I unserer Reihe thematisiert die Bedeutung von Gesetzesinitiativen zu Distributed Ledger-Systemen und Crypto Assets in Deutschland und Europa.

The SEC proposed raising the minimum filing requirement of Form 13F for the first time in 40 years from $100 million to $3.5 billion. We examine the industry impact of the proposed amendment.

The Financial Conduct Authority in the UK has made a clear commitment to supporting the expansion of open APIs in the Financial ecosystem, through its ‘Call for Input issued in December 2019. The FCA was due to publish a paper based on responses to the Call for Input in March but this is now due in October 2020. As we await the FCA’s feedback, we consider the outcomes and lessons learned from Open Banking and look ahead to the potential of Open Finance.

The earlier leak of the FinCEN papers has many implications, perhaps none more important than it demonstrates that FinCEN’s bank-led enforcement framework is not working.

Organizations have been forced to adopt new business strategies to accommodate the considerable operational environment changes in business operations. While companies have successfully managed the transition to a remote workforce, they may not have considered the impact of transition on to their risk and control profile.

There will never be a time when financial institutions manage as ‘little’ data as they do today! Banks’ data continues to grow exponentially and effective data management is a must. Read our guidelines for success along the data journey. 

In the third article in our three-part series, we explore how enabling continuous efficiency and cost takeout in capital markets drives growth.