The Capco Center of Regulatory Intelligence - headquartered in Washington, D.C. - provides the latest intelligence, thought leadership and leading-edge regulatory insights into risk, information security and compliance issues. Capco established the center to translate policy, legislative and regulatory developments into actionable intelligence for our clients to manage risks proactively. The center produces Regulatory Intelligence Briefings (RIBs), client alerts, industry snapshots, timely summaries, blogs and other thought leadership to help keep pace with the ever-evolving financial services industry.
REGULATORY INTELLIGENCE BRIEFING, ISSUE TWELVE
This month’s RIB highlights some of the most impactful changes of 2018 and the most important areas for financial institutions to keep in mind as we move into 2019. We delve into the critical areas for institutions to map back to their compliance management systems and corresponding policies, procedures, controls and testing environments.
23 January 2019
REGULATORY INTELLIGENCE BRIEFING ISSUE ELEVEN
As communities across the U.S. struggle to recover from what has been one of the most expensive and devastating years for natural disasters in recent history, financial institutions, too, have their work cut out for them. This month’s RIB considers all aspects of a financial institution’s resilience through natural disasters.
05 December 2018
REGULATORY INTELLIGENCE BRIEFING ISSUE TEN
In this month’s Regulatory Intelligence Briefing (RIB), we outline the building blocks for a constructive enterprise learning framework that will give your institution tactical control over employee compliance with laws and regulations, while supporting collaboration and growth.
07 November 2018
REGULATORY INTELLIGENCE BRIEFING ISSUE NINE 2018
In this month’s Regulatory Intelligence Briefing (RIB), Center of Regulatory Intelligence (CRI) delves into customer complaint processing systems. We review the impact complaints can have on an institution, and the ways in which utilizing these complaints can strengthen systems and processes.
This month, Capco Center of Regulatory Intelligence (CRI) tackles some of the most topical risks in anti-money laundering (AML) compliance, and provides examples of actionable best practices through systems testing.
In the seventh issue of the Regulatory Intelligence Briefing (RIB) of 2018, we have weaved the Congressional Activity Summary into the focus article, to better provide a current-state snapshot of the conversation around virtual currencies at the congressional level.
09 August 2018
REGULATORY INTELLIGENCE BRIEFING: ISSUE SIX, 2018
As the regulatory landscape continues to shift, Capco Center of Regulatory Intelligence (CRI) continues to monitor and analyze, keeping your institution proactively informed. Both our articles this month deliver up-to-date, actionable knowledge to ensure current and future compliance.
This month’s Regulatory Intelligence Briefing (RIB) focuses on how these parties can create cohesion moving forward, and particularly provides advice for traditional institutions and fintech firms on creating beneficial partnerships or discovering the best options for your firm’s fintech needs.
07 June 2018
REGULATORY MONITORING NEWSLETTER ISSUE THREE 2018
We are delighted to share the third issue for 2018 of Capco's Regulatory Monitoring Newsletter, developed by industry experts in our Regulatory Monitoring Team. The intent of this newsletter is to provide you with a regular update on some of the most important regulatory changes - along with a Capco view on the implications of these changes.
03 September 2018
REGULATORY MONITORING NEWSLETTER: ISSUE TWO 2018
We are delighted to share the second issue for 2018 of Capco's Regulatory Monitoring Newsletter, developed by industry experts in our Regulatory Monitoring Team. The intent of this newsletter is to provide you with a regular update on some of the most important regulatory changes - along with a Capco view on the implications of these changes.
26 July 2018
REGULATORY MONITORING NEWSLETTER: ISSUE 1, 2018
We are delighted to share the first issue for 2018 of Capco's Regulatory Monitoring Newsletter, developed by industry experts in our Regulatory Monitoring Team.
10 May 2018