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Regulatory Monitoring Newsletter (Sixth Issue of 2016)

We are delighted to share the sixth issue for 2016 of Capco's Regulatory Monitoring Newsletter, developed by industry experts in our Regulatory Monitoring Team.

The intent of this newsletter is to provide you with a regular update on some of the most important regulatory changes - along with a Capco view on the implications of these changes.

Highlights of this issue:

  • MiFID II: EU Commission adopts Delegated Regulation supplementing MiFIR
  • MiFID II: EU Commission adopts Delegated Regulation supplementing MiFIR
  • MIFIR/EMIR – Indirect Clearing: waiting time is over, working time begins
  • MAR synchronization of reference data reporting postponed in line with MiFID II
  • HFT: ESMA publishes report on order duplication and liquidity measurement in EU equity markets
  • ESMA sheds light on UCITS share classes in its latest Discussion Paper
  • FRTB: The revised Internal Models Approach
  • Opinion of EBA on the application of CDD measures to customers who are asylum seekers from higher-risk third countries or territories
  • HKMA issues revised supervisory policy manual on Supervisory Review Process
  • SMA: Basel’s new approach for Operational Risk - a step backwards?