Regulatory Monitoring Newsletter

(Second Issue of 2017)

We are delighted to share the second issue for 2017 of Capco's Regulatory Monitoring Newsletter, developed by industry experts on our Regulatory Monitoring team.

The intent of this newsletter is to provide you with a regular update on some of the most important regulatory changes – along with a Capco view on the implications of these changes.

Highlights in this month's issue include:

  • TARGET2-Securities (T2S) – Successful Go-live of Wave 4
  • MiFID II – ESMA issues opinion on application of intervention powers to fund managers
  • EMIR regulation on risk mitigation techniques for uncleared derivatives
  • ESMA invites comments on “Guidelines on transfer on data between TRs”
  • Exploring the growing use of technology in the audit with a focus on data analytics
  • ESMA issues Q&A on alternative performance measures